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Genome Res. 14:1832-1850, 2004 ©2004 by Cold Spring Harbor Laboratory Press; ISSN 1088-9051/04 $5.00 Letter Mitochondrial Genome Variation in Eastern Asia and the Peopling of Japan1 Department of Gene Therapy, Gifu International Institute of Biotechnology, Kakamigahara, Gifu 504-0838, Japan , 2 Department of Genetics, Faculty of Biology, University of La Laguna, Tenerife 38271, Spain , 3 Department of Sports Medicine, Graduate School of Medicine, Nagoya University, Nagoya 464-8601, Japan , 4 Japan Science and Technology Agency, Kawaguchi, Saitama 332-0012, Japan , 5 Department of Anthropology, National Science Museum, Tokyo 169-0073, Japan , 6 Department of Forensic Medicine, Yamagata University School of Medicine, Yamagata 990-9585, Japan , 7 Department of Human Functional Genomics, Life Science Research Center, Mie University, Tu-shi, Mie 514-8507, Japan , 8 Department of Neurology, Metabolism and Endocrinology, Juntendo University School of Medicine, Tokyo 113-8421, Japan , 9 Department of Medicine, Metabolism and Endocrinology, Juntendo University School of Medicine, Tokyo 113-8421, Japan , 10 Department of Geriatric Medicine, Keio University School of Medicine, Tokyo 160-8582, Japan , 11 Department of Biochemistry and Cell Biology, Institute of Gerontology, Nihon Medical School, Kawasaki 211-8533, Japan , 12 Laboratory of Biochemistry and Metabolism, Department of Basic Gerontology, National Institute for Longevity Sciences, Obu 474-8522, Japan , 13 Department of Epidemiology, National Institute for Longevity Sciences, Obu 474-8522, Japan , 14 Department of Mathematical and Computing Sciences, Tokyo Institute of Technology, Tokyo 152-8552, Japan
To construct an East Asia mitochondrial DNA (mtDNA) phylogeny, we sequenced the complete mitochondrial genomes of 672 Japanese individuals (http://www.giib.or.jp/mtsnp/index_e.html). This allowed us to perform a phylogenetic analysis with a pool of 942 Asiatic sequences. New clades and subclades emerged from the Japanese data. On the basis of this unequivocal phylogeny, we classified 4713 Asian partial mitochondrial sequences, with <10% ambiguity. Applying population and phylogeographic methods, we used these sequences to shed light on the controversial issue of the peopling of Japan. Population-based comparisons confirmed that present-day Japanese have their closest genetic affinity to northern Asian populations, especially to Koreans, which finding is congruent with the proposed Continental gene flow to Japan after the Yayoi period. This phylogeographic approach unraveled a high degree of differentiation in Paleolithic Japanese. Ancient southern and northern migrations were detected based on the existence of basic M and N lineages in Ryukyuans and Ainu. Direct connections with Tibet, parallel to those found for the Y-chromosome, were also apparent. Furthermore, the highest diversity found in Japan for some derived clades suggests that Japan could be included in an area of migratory expansion to Continental Asia. All the theories that have been proposed up to now to explain the peopling of Japan seem insufficient to accommodate fully this complex picture.
Recent analysis of global mitochondrial DNA diversity in humans based on complete mtDNA sequences has provided compelling evidence of a human mtDNA origin in Africa (Ingman et al. 2000). Less than 100,000 years ago, at least two mtDNA human lineages began to rapidly spread from Africa to the Old World (Maca-Meyer et al. 2001). The archaeological records attest that humans reached Japan, at the eastern edge of Asia, around 30,000 years ago (Glover 1980). At that time, Japan was connected to the Continent by both northern and southern land bridges, enabling two migratory routes. As early as 13,000 years ago, pottery appeared in Japan and Siberia for the first time in the world (Shiraishi 2002). Subsequent technical improvements gave rise to the Japanese Neolithic period known as the Jomon period, in which the population growth was considerable. Later, Continental people arrived in Japan from the Korean peninsula, initiating the Yayoi period, with this migration reaching its maximum at the beginning of the first millennium.
With this archaeological framework in mind, it was of anthropological interest to us to know whether the modern Japanese are the result of an admixture between the Paleolithic-Neolithic aborigines and more recent immigrant populations, whether the indigenous population gradually evolved to give rise to the modern Japanese, with subsequent colonizations having strong cultural influences but only minor demographic impact, or even whether the late Neolithic waves entirely replaced the indigenous residents. Morphometric data obtained from the remains of Japanese Paleolithic people are more in accordance with a southern origin for these first immigrants. Subsequent morphological studies on modern indigenous (northern Ainu and southern Ryukyuans) and mainland Japanese favored an admixture model in which the former would be descendants of the Paleolithic Japanese and the latter derived from the Continental immigrants who gave rise to the Yayoi period (Hanihara 1991). Genetic analysis using classical markers assigned a definitive northern origin to the Upper Paleolithic inhabitants of Japan; but whereas some authors favored a homogeneous background for all modern Japanese (Nei 1995), others claimed that although Upper Paleolithic and Yayoi period immigrants had probably a northern Asian origin, they were genetically differentiated (Omoto and Saitou 1997). The application of molecular markers to define maternal and paternal lineages to the peopling of Japan confirmed the dual admixture model but added some interesting novelties. For example, the study of Y-chromosome markers led to the discovery of remarkable Korean and Tibetan influences on the Japanese population (Hammer and Horai 1995); and mtDNA HVS-I sequences also confirmed the Korean input (Horai et al. 1996) and closer affinities of the Japanese to Tibetans than to southern Asians (Qian et al. 2001). In quantitative estimations of maternal admixture, it was found that 65% of the mainland Japanese gene pool was derived from Continental gene flow after the Yayoi period. However, the indigenous Ainu from the northern island of Hokkaido and the Ryukyuans from southern Okinawa showed <20% Continental specificity, pointing to them as the most probable descendants of the Jomon people. The fact that these indigenous groups were, in turn, genetically well differentiated indicated a notable degree of heterogeneity and/or isolation among the early Japanese immigrants (Horai et al. 1996). However, two handicaps of these studies are the incomplete representation of Asian populations and the relatively small sample size of those analyzed, which weakens the reliance on the relative affinities found by genetic distance methods (Helgason et al. 2001). For mtDNA there are currently enough HVI/HVII data from eastern Asia, including Japan, to test the validity of the above-mentioned results. However, these sequences have been assorted into different clades following different insufficient criteria or even have not been classified at all. Furthermore, the phylogenetic confidence of results based only on sequences from the noncoding region (HVI, HVII) has been recently questioned (Bandelt et al. 2000). This is mainly due to the frequent occurrence of parallel mutations in independent lineages that confuse the correct classification, a source of error that is increased because the basal motif in the noncoding region for the two macrolineages that expanded throughout Asia is the same (16223). In addition, as the noncoding region has not evolved at a constant rate across all human lineages, it is considered inappropriate to use this region for dating evolutionary events (Ingman et al. 2000; Finnilä et al. 2001). To make reliable use of this important source of available data on the mtDNA noncoding region to contrast the maternal structure and to determine the most probable origin of the modern Japanese, we have undertaken the following approach: First, we used a set of complete mtDNA sequences of 672 Japanese individuals to create a phylogenetic network (Bandelt et al. 1999) that related them to other complete sequences, already published, belonging to the major haplogroups proposed by others (Torroni et al. 1992, 1996; Macaulay et al. 1999; Yao et al. 2002a). Discriminative positions in the noncoding region, defining additional Asian subhaplogroups, were then used to further classify 766 previously published Japanese partial sequences. For this purpose we also included other unambiguously assorted sequence data reported by other research groups (Derbeneva et al. 2002b; Yao et al. 2002a). These HVI sequences thus pooled were then compared with other published Asian sequences. Finally, using all of these classified sequences, we tested the relative affinities of modern Japanese and Continental Asians using global distance methods and phylogeographic approaches framed at different age levels.
Eastern Asia Phylogeny Based on Complete mtDNA Sequences The phylogenetic network constructed with the complete mtDNA sequences fully coincides with those previously published at worldwide (Maca-Meyer et al. 2001; Herrnstadt et al. 2002) or regional scale (Kong et al. 2003). Moreover, their main branches are well supported by high bootstrap values on a neighbor-joining tree (Supplemental material, condensed by more than 40% bootstrap values). From the L3 African trunk, two early branches came out of Africa and radiated extensively, originating superhaplogroups M and N, which were defined by the basic mutations depicted in Figures 1A and 2, respectively. Representatives of both superhaplogroups reached Japan. The construction of these phylogenetic trees by using our Japanese complete sequences and other published Asian sequences (Table 1) resulted in a better definition of the known haplogroups and in the identification of new clades at different phylogenetic levels. Characteristic HVI motifs and diagnostic RFLPs in the coding region, and coalescence ages for these haplogroups and subhaplogroups are given in Supplemental Tables A and B. To contribute to the unification of the mitochondrial nomenclature, we revised the previously proposed haplogroups by adding the following new information.
Subdivisions Within Macrohaplogroup M Haplogroup D Haplogroup D has been defined by the specific RFLP -5176 AluI (Torroni et al. 1992). Studies on Native American HVI sequences permitted further subdivision of D into subgroups D1 by mutation 16325 and D2 by mutation 16271 (Forster et al. 1996). Additional subdivisions into subhaplogroups D4 and D5 have been proposed for Asian lineages (Yao et al. 2002a). These investigators characterized D4 by position 3010. Two additional mutations, 8414 and 14668, have been proposed to define D4 (Fig. 1B; Kivisild et al. 2002). Whereas these two latter mutations seem to be rare events, 3010 has also been independently detected in haplogroups H and J. A new branch at the same phylogenetic level as D4 and D5 has been detected in Japan (Fig. 1B). It is characterized by mutations 709, 1719, 3714, and 12654 and was named D6. The subdivision of D4 into subgroups D4a and D4b was proposed on the basis of the distinctive mutational motif 152, 3206, 14979, and 16129 for the first and 10181 and 16319 for the second (Kivisild et al. 2002). Both subclades have been detected in our Japanese sample. From our data it can be deduced that mutation 8473 is also basal for D4a. In relation to D4b it seems that its ancestral branch is defined by the 8020 substitution (Fig. 1B). Consequently, the D4b subgroup proposed by Yao et al. (2002a) should be renamed D4b1 harboring 15440 and 15951 as additional basic mutations. A new subgroup characterized by 1382C, 8964, and 9824A mutations and named D4b2, is represented by lineages GC20 and KA83 in Figure 1B. Furthermore, 12 new branches at the same phylogenetic level as subhaplogroups D4a and D4b can be identified in the network. Accordingly, they have been successively named from D4c to D4n. On the other hand, D5 was defined by mutations 150, 10397, and 16189 (Yao et al. 2002a); however, 16189 is not present in all D5 lineages. We have named D5a and D5b those lineages that share this mutation and 9180 and D5c those lacking them. Consequently, we propose to rename D5a of Yao et al. (2002a) as D5a1. Additional mutations (1107 and 5301) define D5 (Fig. 1B), as has been recently confirmed (Kong et al. 2003). Of the four mutations at the basal branch of this group, 10397 seems to be a unique event; and the group can be diagnosed by the RFLP polymorphism +10396 BsrI. Recently, the phylogeny of haplogroup D has been revised in the light of complete sequences from Aleuts (Derbeneva et al. 2002b). By comparing their nomenclature to ours, it is possible to equate their D2 lineage to our D4e1 and their D3 lineage to our D4b1. As a total, D is the most abundant haplogroup in people of central and eastern Asia including mainland Japanese but not in the Ainu and Ryukyuans. However, the geographic distributions of some subhaplogroups are peculiar. For example, D5 is prevalent in southern areas. D4a is abundant in Chukchi of northeast Siberia, but D4a1 has its highest frequency in the Ryukyuans and clade D4n in the Ainu (Table 2).
Haplogroup M9 It is confirmed that haplogroup M9 is characterized by mutation 4491 (Fig. 1A), as recently proposed (Kong et al. 2003). Subhaplogroup M9a, as redefined by Kong et al. (2003), was identified by positions 153, 3394, 14308, 16234, and 16316 (Yao et al. 2002a). Nevertheless, not all lineages have 153. Although M9 could be RFLP-diagnosed by +1038 NlaIII and +3391 HaeIII polymorphisms, the latter one should be avoided; as 3391 is also present in some D4d1 lineages (Fig. 1B) and thus could produce misclassification. We have grouped lineages with 11963 as M9a1 and those with 153 as M9a2. M9 has a central and eastern Asian geographic distribution, and it reaches its greatest frequency (11%) and diversity (87%) in Tibet. In Japan, in addition to mainland Japanese it has been detected in the indigenous Ainu and Ryukyuans (Horai et al. 1996). Haplogroup G Haplogroup E Haplogroup M8 Haplogroup M7 Haplogroup M10 Haplogroup M11 Haplogroup M12 Haplogroup M1 Subdivisions Within Macrohaplogroup
N Haplogroup A Subhaplogroups Y, N9a, and N9b Haplogroup F Haplogroup B Lineage Sorting and Population Pooling In a first approach, Japanese, Ainu, and Ryukyuan samples were compared with the rest of Asian samples shown in Table 3 by means of FST. The closest affinities of mainland Japanese were to three population groups. The first include Korean and Han from Shandong (mean P-value = 0.29 ± 0.06), the second Han from Liaoning and Xinjiang, and the Tu ethnic minority (0.20 ± 0.06), and the third Han from Xi'an and the Sali, a branch of the Yi ethnic group (0.15 ± 0.06). Ryukyuans and Ainu behave as outliers with significant differences with all the samples. Population groups resulting from the FST and CLUSTER analysis are defined in Table 3. Although mainland Japanese from Aichi were significantly different from other mainland Japanese because of their high frequency of haplogroup B, they were merged with them as JPN for comparisons with other areas. Control of the conglomerate number expected in CLUSTER analysis allows for a hierarchical grouping of populations. With two conglomerates, the first distinguished isolate was the aboriginal Sakai from Thailand (Fucharoen et al. 2001). This group was unique among other Thai people owing to its lack of lineages with the 9-bp deletion that characterizes haplogroup B, and to the high frequency of the authors' C6 cluster (included in our D4a). The lack of any representative of macrohaplogroup N in a population anthropologically considered one of the oldest groups in Thailand, if not caused by genetic drift, is compatible with the hypothesis that derivatives of macrohaplogroup N had, in southern Asia, a different route from macrohaplogroup M (Maca-Meyer et al. 2001). Also striking is the presence in Sakai of an unequivocal representative (16223-16274-16278-1629416309) of the sub-Saharan African L2a haplogroup (Torroni et al. 2001), which again is compatible with the physical characteristics of this Negrito group. Although the suggestion that the first spreading out of Africa of modern humans could have carried some L2 lineages in addition to the L3 ancestors (Watson et al. 1997) is a tempting explanation, a recent admixture is more in consonance with the phylogenetic proximity of this lineage to the present African ones. The next outsiders were the majority of the Siberian isolates, which could not be pooled because of big differences in the frequency of distinctive haplogroups (Table 2). This considerable differentiation was already emphasized (Schurr et al. 1999), with strong genetic drift being its most probable cause. Subsequent isolates belong to some Chinese minorities such as those of Lisu and Nu, Lahu, and Taiwanese aborigines. Unexpectedly, other Chinese minorities (Bai, Sali, and Tu) were left in Han Chinese northern clusters. The Bai belong to the Sino-Tibetan Tibeto-Burman ethnic linguistic group and have been strongly influenced by Han. The Sali are a minority within the Yi ethnic group whose most probable ancestors were the Qiang from northwest China. Finally, the Tu, although belonging to the Mongolian branch of the Altaic Family, show their main genetic affinities to the Han from Xi'an (P = 0.95), Xinjiang (P = 0.89), and Shanghai (P = 0.79), all of them clustered in the Ch2 group. On the other hand, Thais, Vietnamese, and Cambodians joined with southern Chinese. As already observed (Chunjie et al. 2000; Yao et al. 2002a), the Han Chinese do not comprise a homogeneous group. With the exception of cluster Ch4, that includes samples from Hubei and Guandong (Table 3), they appear geographically differentiated. The two central Asian groups detected mainly differ in their frequencies for A1b, Z, and G2a. With less than 14 conglomerates, the Japanese, including Ainu and Ryukyuans, were part of a big group formed by Korean, Buryat, Tibetans, and northern Chinese. Ainu was the first differentiated Japanese sample. Ryukyuans separated later, when mainland Japanese and Koreans still comprised a single group. The lack of homogeneity between Ainu and Ryukyuans was pointed out by Horai et al. (1996), who questioned that they shared a recent common ancestor. The main differences between them were attributed to two dominant clusters (C1 and C16, corresponding to our Y and M5/D4a/G1, respectively) present in Ainu but absent in Ryukuyans, and two Ryukyuan dominant clusters (C3 and C13, belonging to our R and M, respectively) absent in Ainu. In addition, applying the present haplogroup nomenclature to the same data, the high frequency of M7a1 and D4a1/D4b in Ryukyuans, but their absence in Ainu, stands out. The MDS plot (Fig. 3A), based on FST haplogroup frequency distances between final groups (data not shown), only partially reflects the sequential process described above, as only Sakai and Siberians are well differentiated from the rest. On the contrary, relationships obtained from haplotype matches (Fig. 3B) show populations highly structured by geography with the only exceptions being the Ainu and Tuvinian isolates.
The Peopling of Japan To further know the relative affinities of the Japanese between themselves and with the different Asian groups formed, the data obtained from the global approaches based on haplogroup frequency distances and on sequence match identities are presented in Table 4. Both values are moderately correlated in the comparisons involving the mainland Japanese (r = -0.479; two-tail probability 0.012) but not at all in those involving aborigine Ryukyuans (r = -0.310; two-tail probability 0.115) and Ainu (r = 0.087; two-tail probability 0.667). This result can be explained by assuming that these aboriginal people have suffered important genetic drift effects with substantial changes in haplogroup frequencies and lineage losses or, less probably, that these populations have been isolated long enough to have accumulated new variation. Results based on haplogroup frequencies by far relate mainland Japanese to Koreans followed by northern Chinese. Ryukyuans present the smallest distances to Buryats from South Siberia, followed in short by southern Chinese. In turn, the Ainu have their closest affinities with mainland Japanese, Koreans, and northern Chinese. As regards sequence matches, mainland Japanese also joins first to Koreans and second to Buryats. Aborigine Ryukyuans are closest to Buryats and then to Koreans. Finally, Ainu show comparatively less shared sequences, their greater affinities being toward Chukchi and Koryaks of Kamchatka. This global picture is congruent with an important influence on mainland Japanese from northern Asian populations through Korea, that the Ryukyuans had a dual northern and southern Asian background previous to the new northern influences acquired by admixture with mainland Japanese, and that the Ainu represent the most isolated group in Japan in spite of the genetic input received from Kamchatka. Also noticeable is the great distance and low identity values obtained for the Ainu-Ryukyuan pair compared with those obtained in their respective comparison to mainland Japanese, which is another hint of its notable maternal isolation.
The distance and identity statistics used above are based on frequencies of haplogroups and haplotypes, respectively; however, frequencies are more affected by genetic drift than the number of different haplotypes present in a population. To measure the relative affinities of Japanese populations between them and to Continental Asia in a frequency-independent way, we chose a haplotype-sharing approach calculating the relative contribution of lineages shared with other areas to the number of different haplotypes present in each Japanese population. In these comparisons all other Asians were merged. Table 5 shows the results of this analysis. Note that despite the difference in sample size the haplotype frequency in mainland Japanese and Ainu is 50%, whereas in Ryukyuans it is 84%; which means that, if there was not a bias in the sampling process, in spite of its small size, the Ainu sample seems to be representative of that population. However, it would be desirable to enlarge that of the Ryukyuans (Helgason et al. 2000). Haplotypes present only in a given population account for 13% in Ainu but 50% in mainland Japanese (60%) and Ryukyuans (45%). This finding once more points to the existence of important drift effects in Ainu. Mainland Japanese exclusively share with Ryukyuans and Ainu only 3% and 2%, respectively, of its lineages, which could reach 6% and 3% if those also shared with Continental Asian populations are added. In comparison they shared 21% of its lineages with other Asians. On the contrary, Ryukyuans and Ainu share about 50% of their lineages with mainland Japanese and only 10% and 21%, respectively, with Continental populations, which may reflect other independent Asian influences on Japan. With respect to those lineages exclusively shared by Japanese and Continental Asian populations, it is worth mentioning that, again, Korea is the main contributor, participating in 50% of the haplotype sharing with mainland Japanese (55%), as much as with Ryukyuans (50%) and Ainu (50%). However, differences exist in the provenance of the rest of the shared lineages. Whereas in Ainu (northern China and Siberia) and in Ryukyuans (northern China and central Asia) they are from northern areas, the second region contributing to mainland Japanese is southern China (17.5%), followed, at the same level (12.5%), by northern China and central Asia. In addition, there exists a minor percentage of exclusive sharing with Indonesia (2.5%). On the other hand, all the matches with Siberia and Tibet are also shared with other populations. From these results, it can be deduced that the ancient Japanese inhabitants came from northern Asia and that southern areas affected the Japanese by later immigration. Nevertheless, it must be borne in mind that older influences could be undetectable by lineage sharing. With respect to the haplogroup affiliation of those lineages that Ainu and Ryukyuans exclusively shared with no Japanese samples, new differences appear between them. Ainu share derived lineages of haplogroups A, G, M9, and D5, all of them compatible with a rather recent Siberian influence. In contrast, those shared by Ryukyuans are basical M lineages, more congruent with an older radiation from southern China. These dual influences are also detected when the haplogroup affiliation of the Ainu and Ryukyuan unique lineages is studied. First, the percentage of lineages belonging to macrohaplogroup N is larger in Ainu (50%) than in Ryukyuans (15%) and from a different provenance, as those in Ainu are from haplogroups N, N9b, and Y, whereas those of Ryukyuans belong to the southern haplogroups F and B. The remaining 50% of the Ainu lineages equitably belong to different M haplogroups (M, M7c, G1, and D5a), but in Ryukyuans the remainder are mainly concentrated in M7a (41%) and M7b2 (18%), two groups that have their greatest Asian diversities precisely in Ryukyuans. Although an indigenous focus of radiation cannot be discarded, it is more conservative to suppose that the most probable origin of these lineages is again southern China. Thus, Ainu and Ryukyuans are not only largely isolated populations, but they most probably had different maternal origins.
Although no matches are involved, the geographic distribution of haplogroup frequency and diversities for some groups present in Japan and in other distinct Asian areas are also relevant to trace these older connections. For instance, haplogroups M9, M10, M12, D4b, and F1c have correlated geographic frequencies with a peak in an area that comprises Tibet (Table 2). Curiously, one of these haplogroups (M12) is today absent in China but present in Korea and Japan.
Although the recent out-of-Africa origin for all modern humans (Cann et al. 1987) is being widely supported (Takahata et al. 2001), the most probable time and routes chosen by these earliest migrants to reach eastern Asia is an open issue. In the following discussion we weigh the different alternatives proposed in light of the phylogenetic tree obtained from complete mtDNA sequences. One of the first questions raised was whether there was more than one out-of-Africa dispersion. All the mtDNA lineages detected in Old World populations belong to one of two M and N macrohaplogroups with only secondary representatives in Africa. The proposed radiation ages for both, 30,000 to 58,000 years ago and 43,000 to 53,000 years ago, respectively (Maca-Meyer et al. 2001), give a temporal frame compatible with only one main dispersion or two successive dispersions, in which case the M precursor is the most probable candidate for the older exit. Even if the one dispersion option is chosen, more than one geographical route to eastern Asia is possible. In fact, a northern Continental route through the Near East and western-central Asia and a southern coastal route through the Arabian and Indian peninsulas have been proposed (Cavalli-Sforza et al. 1994; Kivisild et al. 1999). The geographical distribution of these two macrohaplogroups, with lack of ancient M representatives and the presence of deep N lineages in western Asia, and the abundance of basal M lineages in India and southwestern Asia and concomitant lack of equivalent-age N clades, gave rise to the hypothesis that N represents the main footprint of the northern Continental expansion, whereas M is the equivalent footprint for the southern coastal expansion. The presence of N and M lineages in alternative areas has been explained to have been the result of secondary migrations (Maca-Meyer et al. 2001). However, another plausible explanation is that both M and N reached southern Asia at the same time, quickly expanding to Papua New Guinea (PNG) during maximal glacial ages when the permafrost boundary precluded a northern human occupation. During postglacial ages, subsequent migrations northward carried derivatives of both macrohaplogroups to northern Asia (Forster et al. 2001). Nevertheless, under this second hypothesis, the presence of basal N clusters should be expected in India, southern Asia, and PNG; but this is not the case. All N representatives in India belong to R, a clade derived from N by the loss of 16223 and 12705 mutations (Fig. 2). In addition, the bulk of these Indian lineages belong to western Caucasian haplogroups that, most probably, reached India as the result of secondary immigrations, as has already been proposed (Kivisild et al. 1999; Bamshad et al. 2001). Similarly, the N representatives in southern Asia belong to haplogroups F and B, two sister clades also derived from R (Fig. 2). Furthermore, when totally sequenced PNG N lineages (Ingman et al. 2000; Ingman and Gyllensten 2003) are added to the N phylogenetic tree (data not shown), they form three monophyletic clades that have their roots in the derived R trunk. On the contrary, the geographically northern Asian clades A, N9a, N9b, and Y (Fig. 2) and the western Eurasian clades W, N1b, I, and X all split from the basal N root (Maca-Meyer et al. 2001), although A, N9a, N9b, and Y radiations were delayed congruent with subsequent northern Asian expansions. Therefore, at present, mtDNA data are compatible with the supposition that the northern route, harboring mainly N precursors, met climatic difficulties and when they finally reached Southeast Asia, the M representatives, brought by the southern route, had already colonized the area. This southern expansion of N derivatives has, as a lower temporal boundary, the coalescence ages of F, B, and PNG R haplogroups being 46,000 ± 10,000 years ago. However, when recently published (Ingman et al. 2000; Ingman and Gyllensten 2003) Australian N lineages are taken into account, it seems evident that the real situation could be far more complex than the one migration-one lineage hypothesis. Australian N lineages directly sprout from the basal trunk (data not shown). They most probably differentiated in that continent, supporting the idea that ancestral N lineages reached Australia but not PNG, although the undemonstrable possibility of lineage extinctions and subsequent recolonization events in PNG can be an argument. Both hypotheses have difficulties to explain the presence of ancient N lineages in Australia. If the two, M and N lineages, were brought with the southern coastal dispersion, the lack of primitive N in India, southern Asia, and PNG has to be explained by the subsequent loss of all N lineages carried to Australia; if the northern Continental route of N is favored, the loss of N representatives in all populations formed in route to Australia has also to be explained. Recently, an N lineage has been detected in Chenchus, a southern Indian tribal group (Kivisild et al. 2003). From the information published, it can be deduced that this lineage only shares mutation 1719 with the western Eurasian Nb1/I and X clades. More extensive studies of populations in southern India and southern and central Asia would add empirical support to any of these theories. Concerning macrohaplogroup M, it has already been commented that the star radiation of all the main Indian and southeast Asian M clades strongly suggests that this wide geographic colonization could have happened in a relatively short time (Maca-Meyer et al. 2001). This star radiation includes the Australian and PNG M complete sequences recently published (Ingman et al. 2000; Ingman and Gyllensten 2003). However, for those clades and subclades with later northward expansions, long radiation delays are observed. For instance, whereas M7 and M8 have coalescence ages 35,000 to 45,000 years ago, other groups such as G, D4, M7a, or M7c have coalescence ages 15,000 to 30,000 years ago, more in frame with those calculated for A, Y, and N9 derivates, which, although belonging to macrohaplogroup N, share with them a central-northern Asian geographic distribution (see Supplemental material). It seems that the simultaneous lineage bursts 60,000 to 70,000 years ago from Africa (Maca-Meyer et al. 2001), 30,000 to 55,000 years ago for macrohaplogroups M and N, and 15,000 to 30,000 years ago for clusters with prominent central-northern Asian radiations were related to main climatic changes. The role of selection in these expansions is an open question (Elson et al. 2004; Ruiz-Pesini et al. 2004). The application of global pairwise-distance and detailed phylogeographic methods to the peopling of Japan shows that both approaches have different grasps but together demonstrate that the actual Japanese population is the result of a complex demographic history, from which the different theories proposed to explain it only emphasize partial aspects. Global distances and detailed haplotype comparisons confirm that Ainu and Ryukyuans are heterogeneous populations (Horai et al. 1996) and that both are well differentiated from the mainland Japanese. In spite of this, they have common peculiarities such as having the highest frequencies in Asia for M7a, M7b2, and N9b, shared with mainland Japanese. Furthermore, for both, their closest relatives are northern populations. At first sight, these results are against a supposed southern origin for the Paleolithic Japanese, favoring the replacement theory or even that the Paleolithic inhabitants of Japan came from northeastern Asia (Nei 1995). Although based on a single locus, our results are strikingly coincident with the previously proposed northern origin and influences received by the Japanese. In an early study using serum gammaglobulin polymorphisms, it was concluded that the homeland of all Japanese could have been in the Lake Baikal area in Siberia (Matsumoto 1988), which agrees with the close proximity found here between Buryats and Ryukyuans or mainland Japanese. More recently, classical markers (Omoto and Saitou 1997) and mtDNA (Horai et al. 1996) studies demonstrated that the Japanese are most closely related to the Koreans, which is also true in our global analysis. It can be added that a substantial part of this common maternal pool has recent roots, as Korea specifically shares with Ainu, mainland Japanese, and Ryukyuans 10%, 7%, and 5%, respectively, of their haplotypes. This particular affinity is increased with the existence of derived lineages only detected (A1a, B4c1, B4f) or mainly detected (N9b, B4a1, B4b1, G1a, M7b2, M12) in Japanese and Koreans. This Korean influence has been attributed to the archeologically well-documented Continental immigration to Japan during the Yayoi period (Horai et al. 1996). However, specific haplotype matches with other areas increases the geographic range of these recent influences. Thus, mainland Japanese share part of their haplotypes exclusively with South China (2.5%), North China (1.5%), Central Asia (1.5%), and Indonesia (0.3%); and, also, Ryukyuans have specific affinities with North China (2.4%) and Central Asia (2.4%). The recent Siberian input on the Ainu has also been stressed (Schurr et al. 1999). At least, another independent migratory wave from central Asia also affected mainland Japanese. It was first detected by the peculiar distribution of the Y-chromosome marker YAP+, and seems to have originated in an area including Tibet (Su et al. 2000). Haplogroup M12 is its mitochondrial counterpart. As with the Y-chromosome marker, its punctual presence in Tibet and eastern Asia might be explained as the result of subsequent migrations in the Continent that erased the route followed by the people harboring these markers. In addition, there are clues, at least in Ryukyuans, that a substantial part of their maternal pool had an ancient southern Asian provenance. This fraction is represented by the M, M7a, and M7a1 basic lineages (31%), which the Ryukyuans do not share with northern populations. This southern signal is, in part, congruent with the southern Asian origin for the Paleolithic Japanese proposed by the dual structure model (Hanihara 1991). Furthermore, the fact that the highest diversities for M7a, M7a1, and M7b2 have been found in Ryukyuans and for N9b and B5b2 in Japan raises the possibility that this area was within a focus of migratory radiations to northern and southern isles and even to the mainland from Paleolithic to recent times. The significant latitudinal clines detected in Japan for some genetic markers (Orito et al. 2001; Takeshita et al. 2001) could also be explained as the result of southern and northern influences on Japanese. Finally, some mtDNA results obtained from ancient Jomon remains (Horai et al. 1991; Shinoda and Kanai 1999; K.-I. Shinoda, unpubl.) are congruent with a genetically diverse background for the Paleolithic Japanese population (Horai et al. 1996). A tentative comparison of Jomon with present-day Japanese populations based on shared lineages (data not shown) significantly relates Jomon first to the indigenous Ainu and then to Ryukyuans and last to mainland Japanese. In summary, Japan could have received several northern and southern Asian maternal inputs since Paleolithic times, with notable northern Asian immigrations through Korea in the late Neolithic and more specific gene flows from western Asia, Siberia, and southern islands.
Samples Complete mtDNA sequences were obtained from a total of 672 unrelated Japanese including 373 from Tokyo and 299 from the Nagoya area. All subjects gave their written consent to participate in this study, which was approved by the Ethical Committees of the Gifu International Institute of Biotechnology and collaborative institutions. The sources of 11 additional complete sequences used to build the final phylogenetic trees are in Table 1. For the analysis of the peopling of Japan, we used a total of 1438 Japanese and 3275 central and eastern Asian HVI sequences, as detailed in Table 3. Isolation and Amplification of DNA Sequence Analysis of Mitochondrial DNA Phylogenetic Analysis of Complete Coding-Region mtDNA
Sequences Haplogroup Assorting of Published Partial mtDNA
Sequences Pooling Small Size Samples and Rare Clades Quantitative Affinities of Japanese
Samples Qualitative Affinities of Japanese
Samples
This work was supported in part by the Support Project for Database Development from the Japan Science and Technology Corporation (to M.T.), Grants-in-Aid for Scientific Research (C2-10832009, A2-15200051) and for Priority Areas from the Ministry of Education, Science, Sports and Culture of Japan (to M.T.), and by grants BMC2001-3511 and COF2002-015 (to V.M.C.).
15 Corresponding author. E-MAIL mtanaka{at}giib.or.jp ; FAX 81-583-71-4412. [Supplemental material is available online at www.genome.org.] Article and publication are at http://www.genome.org/cgi/doi/10.1101/gr.2286304.
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Received December 17, 2003; Revision received June 14, 2004.
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